Description:
We’re looking for a Compliance Monitoring Specialist to join our ALPI Compliance team. This role is all about delivering assurance that our business operates within regulatory boundaries and achieves positive customer outcomes. You’ll support the delivery of our annual compliance monitoring plan, working closely with stakeholders to identify, assess, and manage operational and conduct risks. If you’re passionate about governance, risk, and compliance, and want to make a real impact in a highly regulated environment, this could be the perfect opportunity for you.
Duties & Responsibilities
- Support the delivery of the compliance plan and monitoring programme to ensure responsible business practices are embedded in daily operations.
- Provide advice on conduct of business rules, fitness and probity regime, complaints handling, and corporate governance.
- Liaise with operational teams, risk, and internal audit functions to identify and mitigate compliance risks; conduct and report enterprise-wide testing of compliance controls.
- Maintain breach logs, assist in preparing reports for the Risk Committee, and support regulatory and Group reporting.
- Promote a compliance culture by updating policies, cascading changes, and supporting compliance education and training programmes.
Skills & Experiences
- Proven experience in regulatory compliance within financial services or a similar regulated environment.
- Strong knowledge of conduct of business rules, fitness and probity requirements, and corporate governance principles.
- Excellent analytical and problem-solving skills with the ability to identify and resolve compliance issues.
- Strong communication and stakeholder management skills to influence and raise awareness of compliance risk appetite.
- Ability to monitor regulatory changes and provide timely advice to the business.