Regulatory Compliance Specialist

Description:

We’re looking for a Regulatory Compliance Specialist to join our team in Aviva Life & Pensions. This is a great opportunity for someone with experience in regulatory compliance who enjoys working collaboratively across teams to embed sound business practices. If you have a strong understanding of conduct of business rules and want to make a real impact in a dynamic environment, this role could be for you.

Duties & Responsibilities

• Support the delivery of the compliance plan and monitoring programme to ensure responsible business practices are embedded in daily operations.
• Provide advice on conduct of business rules, fitness and probity regime, complaints handling, and corporate governance.
• Liaise with operational teams, risk, and internal audit functions to identify and mitigate compliance risks; conduct and report enterprise-wide testing of compliance controls.
• Maintain breach logs, assist in preparing reports for the Risk Committee, and support regulatory and Group reporting.
• Promote a compliance culture by updating policies, cascading changes, and supporting compliance education and training programmes.

Skills & Experiences

• Proven experience in regulatory compliance within financial services or a similar regulated environment.
• Strong knowledge of conduct of business rules, fitness and probity requirements, and corporate governance principles.
• Excellent analytical and problem-solving skills with the ability to identify and resolve compliance issues.
• Strong communication and stakeholder management skills to influence and raise awareness of compliance risk appetite.
• Ability to monitor regulatory changes and provide timely advice to the business.